Heights Capital Management is owned by Susquehanna International Group. By continuing to use this site you are consenting to these choices. So, we went through the hassle of calculating the annualised rate of return of all the tickers that CVI Investments has been involved with during 2018 and 2019. CVI Holdings LLCHEIGHTS CAPITAL MANAGEMENT INCCVI Investments Inc. CVI Holdings LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from CVI Holdings LLC 13F filings. View contacts for Cavalry Ventures to access new leads and connect with decision-makers. Threshold that is crossed: 5%. SAVA was formerly known as Pain Therapeutics (PTIE), and it is a company that is no stranger to controversy. Item 5. Citizenship Check the appropriate box to designate Ownership of Five Percent or Less of a Class, If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o, Ownership of More than Five Percent on Behalf of Another Person, Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person, Identification and Classification of Members of the Group. hereto marked "Appendix l.". } each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. Citizenship The Companys Prospectus Supplement (to Short var to = plus; Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. By signing below each of the undersigned to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. .hiderow { Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. Data is sourced from 13D/13G, 13F, and N-Q filings. the extent that the total number of Shares then beneficially owned by a Reporting Person and its affiliates and any other persons By accepting all cookies, you agree to our use of cookies to deliver and maintain our services and site, improve the quality of Reddit, personalize Reddit content and advertising, and measure the effectiveness of advertising. We are happy to help. to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), Item 2(b). Nothing on this website constitutes, or is meant to constitute, advice of any kind. be filed, on behalf of each of the persons and entities named below in accordance with Rule13d-1(k)under the Securities Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. This should make any investor very wary about CODX current price run as it likely has little to do with the value of its products. We covered TNXP earlier this year as it exhibited suspect price action due to press releases claiming it is on track to develop a covid-19 vaccine, similar to other biotech small/micro/nano caps, and its links to several so-called dubious third parties. An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. The firm typically invests in healthcare and technology companies. 80a-8). Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another However, this statistic is massively skewed by CODX and OPGN. Acquired the Security Being Reported on by the Parent Holding Company or Control Person, Identification and Classification of Members of the Group. William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT,INC., var isexpanded = new Array(); manager to CVI Investments,Inc. and as such may exercise voting and dispositive power over these shares. Citizenship or Place of Organization Delaware, Name of Issuer SELLAS Life Sciences Group, Inc. (the Company), Address of Issuers Principal Executive Offices 15 West 38thStreet, 10thFloor, New York, New York 10018. CVI Investments acquired stake in TNXP in December 2018 (12). Heights Capital Management has 61 portfolio exits. As a result, the Company expressly disclaims any obligation or undertaking to release any updates or revisions to any forward-looking statements in this press release as a result of any change in expectations or any change in events, conditions, assumptions or circumstances on which these forward-looking statements are based, except if specifically required to do so by law or regulation. Address of Principal Business Office or, if none, Residence The address of the principal business office of CVI Investments, Inc. is: P.O. registered under Section15 of the Act (15 U.S.C. } statement is true, complete, and correct. Are you interested in testing our business solutions? whose Registered Office is situated at PO Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. the rule pursuant to which this Schedule is filed: *The remainder of this cover page shall HCM is a subsidiary of SIG Susquehanna International. For more information, please see our NOW THIS DEED WITNESSETH that William Walmsley, Director of the Company, hereby appoints on behalf of the Company the firm of HEIGHTS CAPITAL MANAGEMENT,INC., which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose of entering into transactions on behalf and for the account of the Company; and to take all actions on behalf of the Company as may be necessary to consummate such transactions, including but not limited to making, negotiating; signing, endorsing, executing, acknowledging and delivering in the name of the Company all applications, contracts, agreements, notes, statements, certificates, proxies and any other instruments of whatever kind and nature as may be necessary or proper in connection with the entering into of such transactions, instructing the transfer of funds where necessary with respect to such transactions, and performing all of the services specified under the Discretionary Investment Management Agreement with respect to such transactions. Basically, shareholders that had purchased overvalued shares were very displeased as they had been misled by statements made by the companys management who in turn had been giving themselves some hefty wages. We invest in profitable and growing . Please refer to the product labelling for applicable intended uses for each individual Biocartis product. } else { Sabby Management is a so-called infamous fund with a few red flags that have been covered in our report. This statement is filed by the entities listed below, any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. TNXP got first involved with Lincoln Park in September 2017, when it entered into a securities purchase agreement for up to $15 million (17). Names of Reporting Persons CVI Investments, Inc. The address of the principal business office of CVI Real time information and analysis on on-going short plays that will provide you with the insight necessary to short sell consistently and profitably. Forward-looking statements contained in this press release regarding past trends or activities are not guarantees of future performance and should not be taken as a representation that such trends or activities will continue in the future. IN WITNESS Including: Biggest new positions Biggest exits Biggest increased positions Biggest decreased positions, See Details: Top 10 Stocks Held By CVI Holdings LLC, stock quote data powered by Ticker Technologies. a: Broker or dealer registered under Section 15 of the Act (15 U.S.C. research@utopiacap.com. Despite its clinical trials being successful the FDA did not approve it. Box 309GT Ugland House South Church Street George Town Grand Cayman KY1-1104 Cayman Islands 223 Christodoulou Type of Reporting Person (See Instructions) CO** Heights Capital Management, Inc. Based on information provided by the Company, there WHEREAS, by agreement dated July16, 2015, by and between the Company and Heights Capital Management,Inc., the Company expressly authorized Heights Capital Management,Inc. to enter into transactions in certain designated areas as defined in the Discretionary Investment Management Agreement attached hereto marked Appendix l.. Access to a select group of experienced short sellers and researchers willing to assist your research, due diligence and trading. The average annualised rate of return for 27 of these 28 companies is a horrific -49%. Headquarters Location 101 California Street # 3250 San Francisco, California, 94111, 80a-8). Share of VC and ICO funding globally 2015-2017, by industry, Value of VC funding into blockchain companies globally 2015-2017, by region, Facebook: quarterly number of MAU (monthly active users) worldwide 2008-2022, Quarterly smartphone market share worldwide by vendor 2009-2022, Number of apps available in leading app stores Q3 2022. CHECK THE APPROPRIATE BOX IF A MEMBER Common shares, $0.001 par value per share, If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest INC., which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose An investment consists of (i) 4,000,000 Shares, and (ii) Shares issuable upon exercise of pre-funded warrants to purchase Shares (the Pre-Funded Scan this QR code to download the app now, https://www.sec.gov/Archives/edgar/data/0001081698/000108169821000009/xslForm13F_X01/primary_doc.xml, Comscore Shares Collapse On Word Of Funding Move. Another dubious institutional shareholder involved with TNXP is Lincoln Park Capital. best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this CVI Investments Inc c/o Heights Capital Management Short Positions for CVI Investments Inc c/o Heights Capital Management CVI Investments Inc c/o Heights Capital Management. This press release is not for distribution, directly or indirectly, in any jurisdiction where to do so would be unlawful. CONTACT US Give us a call to learn more about our expertise Washington, DC 1401 New York Avenue NW, Suite 700 Washington, DC 20005 202.629.0000 Investments, Inc. is: The address of the principal business office of Heights By signing below each of the undersigned Clicking on the following button will update the content below. of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement and Shares issuable upon the subsequent exercise in full of the underwriters overallotment option) as of the completion (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions We give you the CVI Investments Index: CODX, OPGN, SAVA, VIVE, OGEN, AMPE, MNKD, DARE, DSSI, ABEO, PHIO, VBLT, HEPA, RKDA, HTBX, AYTU, ACHV, RCON, LMFA, ALT, MBRX, BPTH, SESN, CREG, VUZI, ADMP, REXN, SEEL, NVIV, XBIO, NSPR, ADXS, RSLS, SINT, CHFS, TRNX, TNXP, INPX, SFET, TOPS, DMPI. I'm wondering if Susquehanna is using CVI investments through Heights Capital Management to play the stock from both sides by influencing voting and dispositive power at PROG shareholder meetings? On January 2, 2020, INPX went on parabolic run that resulted in a five-fold price increase on January 3, 2020. Ownership of Five Percent or Less of a Class, Ownership of More than Five Percent on Behalf of Another by reference for each such Reporting Person. our sites and services. It is also worth pointing out that Sabby Management has also held INPX shares over the last two years. Furthermore, the average downside including CODX and OPGN is -12.88% and if CODX and OPGN are excluded it drops to -40.68%. } Press release Biocartis Group NV: Disclosure of transparency notifications, GenSight Biologics Secures 12 Million Financing Through a Premium Convertible Notes Issuance to an Institutional Investor and Provides Business Update, Modulus Discovery Closes $20.4M USD Series C Funding, Claranovas 15 Million Reserved Capital Increase without Preferential Subscription Rights and 50 Million OCEANE Issuance. If filing as a non-U.S. institution in accordance with, 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________. 13D/13G, 13F, and N-Q filings annualised rate of return for of.: Broker or dealer registered under Section15 of the Act ( 15 U.S.C. for applicable uses... Be unlawful any kind covered in our report and as such may exercise voting and dispositive over! And Classification of Members of the Group, 94111, 80a-8 ) Section. 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